EPSTEIN
page 6 / 275 . OCR, unverified
Sent:
C
To:
Ii
C:
Subject:
RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc I-),
Epstein, Jeffrey E.
(GCISOM) and Zorro Management, LLC (
I under the SOUTHERN FINANCIAL RELATIONSHIP ill
Attachments: FW_ Southern Financial_Epstein NYC Remediation
(5.24 MB).msg
Importance:
High
Hello M,
8/22/7.018 10:17:79 AM
As per your attached no material confirmation for the above accounts and revised CDD Forms provided (in separate
emails), we have launched KYC Case
for these accounts.
We are in the middle of completing all the searches and reviewing adverse media, etc. We will advise if anything
required.
In the meantime, after review of all accounts, we confirm that we require the following item for this case —
•
SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC
Kindly forward the same, so we can push this case to the next stages at the earliest, thanks.
Kind Regards,
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
Si, DB Centre Mumbal, Nirlon Knowledge Park, Western Express Highway
Gore aon East, Mumbai -400063, India
Tel.
Mobile +
From:
Subject: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (
, Epstein, Jeffrey E.
(GCIS
) and Zorro Management, LLC
I under the SOUTHERN FINANCIAL RELATIONSHIP
Importance: High
Hello
This review relates to above high risked three accounts due for remediation 08/31/2018.
Upon review of the dots available in the repositories, I have completed the attached checklist, main RP's also listed
below for reference —
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0031342
CONFIDENTIAL
SDNY_GM_00177526
EFTA01345162
--- SOURCE: IMAGES__0015__EFTA01345163.txt ---
METADATA_SOURCE: IMAGES0015
METADATA_FILENAME: EFTA01345163.pdf
----------------------------------------
Acct Holder
Southern Trust Company, Inc
President, Sole Shareholder & Authorized Signatory - Jeffrey Epstein
Vice President, Secretary & Authorized Signatory -----
Treasurer
SOW Company
Financial Trust Company
Kindly advise whether are above identified RP's are correct or not and whether there are any material changes in this
account?
We require SoS extracted from British Virgin Islands website for the account holding entity. We are unable to extract the
same as there is a cost involved with the request, so kindly provide the same. Note we already have the COE (Certificate
of Existence) for this entity. The SoS is required so we can evidence that this entity is still registered with the authorities
and is active.
Regarding CDD form, already provided on this account, (also attached in this email for reference), please note that
under section c, Jeffrey Epstein's legal address is incorrect. It seems they have provided the entity address here instead
of Jeffrey's personal address. I am attaching Jeffrey's driver's license which confirms his personal address. Request you
to kindly have that amended by the client & re-send revised form accordingly.
Acct Holder — Epstein, Jeffrey E.
SOW Company - Financial Trust Company
Kindly advise if there are any material changes to this account? ID docs are in order, please advise in case any SOW
company that requires inclusion, is missing?
This account will be part of KYC of above entity.
Acct Holder - Zorro Management. LLC
Sole Member & Authorized Signature - Jeffrey Epstein
Authorized Signatories
Upon review, completed checklist attached for reference. Kindly advise if there are any material changes to this
account?
We require SoS extracted from US Virgin Islands website for the account holding entity. We are unable to extract the
same as there is a cost involved with the request, so kindly provide the same. Note we already have the COE (Certificate
of Existence) for this entity. The SoS is required so we can evidence that this entity is still registered with the authorities
and is active.
Regarding CDD form, already provided on this account, (also attached in this email for reference), please note that
under section c, Jeffrey Epstein's legal address is incorrect. It seems they have provided the entity address here instead
of Jeffrey's personal address. I am attaching Jeffrey's driver's license which confirms his personal address. Request you
to kindly have that amended by the client & re-send revised form accordingly.
I will launch KYC case for all above accounts upon your confirmation of material changes query above, thanks.
Kind Regards,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0031343
CONFIDENTIAL
SDNY_GM_00177527
EFTA01345163
--- SOURCE: IMAGES__0015__EFTA01345164.txt ---
METADATA_SOURCE: IMAGES0015
METADATA_FILENAME: EFTA01345164.pdf
----------------------------------------
The Haze Trust
All executed and verified FinCEN forms are attached. with regards to the 3. Epstein Virgin Islands
Foundation, Inc - the executed FinCEN form shows this as a 501(c)(3) tax exempt entity. will this alone